Commodity Futures Trading Commission

Results: 2987



#Item
291Options Clearing Corporation / Commodity Futures Trading Commission / Futures contract / Regulatory capture / Derivative / Securities Exchange Act / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]March 4, 2015 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning the Ex

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Source URL: www.sec.gov

Language: English - Date: 2015-03-06 10:21:14
292Financial Services Authority / United Kingdom / Hong Kong Monetary Authority / U.S. Securities and Exchange Commission / Commodity Futures Trading Commission / Financial regulation / Martin Wheatley / Government / Securities and Futures Commission / Public administration

立法會 Legislative Council LC Paper No. CB[removed]Ref : CB1/BC[removed]Paper for the House Committee meeting

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Source URL: www.legco.gov.hk

Language: English - Date: 2005-08-10 06:27:28
293Finance / NASDAQ OMX Group / OMX / Futures contract / Commodity Futures Trading Commission / Futures exchange / NASDAQ / OneChicago /  LLC / Copenhagen Stock Exchange / Financial economics / Options Clearing Corporation / Financial system

EXHIBIT 3 File No. SR-OCC[removed]Page 28 of 50 AGREEMENT FOR CLEARING AND SETTLEMENT SERVICES

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Source URL: www.sec.gov

Language: English - Date: 2015-03-06 10:21:16
294Public administration / International Organization of Securities Commissions / Commodity Futures Trading Commission / San Francisco International Airport / Securities Commission of New Zealand / Securities Commission / Futures contract / U.S. Securities and Exchange Commission / Finance / Government / Financial regulation / Securities and Futures Commission

Microsoft Word - Response_clean_combined_28 Oct, 12 Nov, 22 Nov & 20 Dec (Faired).doc

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Source URL: www.legco.gov.hk

Language: English - Date: 2014-02-13 01:13:56
295Financial system / Over-the-counter / Futures contract / Australian Securities Exchange / Derivative / Commodity Futures Trading Commission / Security / Exchange / Commodity Futures Modernization Act / Financial economics / Stock market / Investment

ASX OTC RULEBOOK 1 SCOPE AND INTERPRETATION .................................................................................... [removed]

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Source URL: www.asx.com.au

Language: English - Date: 2014-07-30 20:26:35
296Dalian Commodity Exchange / Futures contract / Futures exchanges / Commodity Futures Trading Commission

The Stock Exchange of Hong Kong Limited

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Source URL: www.hkex.com.hk

Language: English - Date: 2009-12-03 02:11:59
297Investment / Futures exchanges / Commodity Futures Trading Commission / Montreal Exchange / Financial economics / Futures contract / Financial system

Rules, Regulations and Procedures of Hong Kong Futures Exchange Limited CHAPTER IIIA FUTURES EXCHANGE TRADING RIGHTS Application for the issue of a Futures Exchange Trading Right

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Source URL: www.hkex.com.hk

Language: English - Date: 2009-12-03 02:11:57
298Stock market / Derivative / Commodity Futures Trading Commission / Securities Commission / Over-the-counter / Securities market / Options Clearing Corporation / U.S. Securities and Exchange Commission / Futures exchange / Financial economics / Investment / Financial system

Law of Derivatives An International Comparison.PDF

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Source URL: www.camac.gov.au

Language: English - Date: 2014-11-27 20:05:28
299Financial markets / Financial services / Securities / Stock market / Futures contract / Clearing house / Prime brokerage / Commodity Futures Trading Commission / Over-the-counter / Financial economics / Financial system / Finance

FUTURES COMMISSION MERCHANT RELATED DISCLOSURE AND POLICY Futures Commission Merchant Material Conflicts of Interest The purpose of this disclosure is to provide you with information about some of the material conflicts

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Source URL: www.morganstanley.com

Language: English - Date: 2015-01-22 10:07:48
300Late-2000s financial crisis / Presidency of Barack Obama / Systemic risk / United States federal banking legislation / Commodity Futures Trading Commission / U.S. Securities and Exchange Commission / Securities regulation in the United States / Financial economics / Futures contract / Financial regulation / 111th United States Congress / Dodd–Frank Wall Street Reform and Consumer Protection Act

PDF Document

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Source URL: www.sec.gov

Language: English - Date: 2013-07-01 16:18:43
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